DFX Intelligence

A••••• C••••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

A••••• C••••••••• P••••••

Advisor at O•••• I••••••••• I•••

Wildwood, FL

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Search this name across graphsid dfx:ria:a397321a-59d7-25c2-515e-8d47a7302a9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	May 1, 2007	n/a	yes	Wildwood, FL	Current employment
A•••••• I••••••••• M••••••••• C•••••• L••	n/a	Jul 10, 2003	Feb 8, 2007	no	BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• I••••••••• M••••••••• C•••••• L••	O•••• I••••••••• I•••	Feb 8, 2007	May 1, 2007	82	Firm change	Other
A•••••• I••••••••• S•••••••• I•••	A•••••• I••••••••• M••••••••• C•••••• L••	Jul 31, 2003	Jul 10, 2003

Relationships

Registered with (3)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
May 1, 2007 to presentfactForm ADV
→ A•••••• I••••••••• M••••••••• C•••••• L••Registered adviserregistration: previous registration
Jul 10, 2003 to Feb 8, 2007factForm ADV
→ A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2003 to Jul 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a397321a-59d7-25c2-515e-8d47a7302a9d
First observed: Feb 18, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.