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Advisor at LPL FINANCIAL LLC
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 6, 2023 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Jul 18, 2017 | Apr 7, 2023 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | LPL FINANCIAL LLC | Apr 7, 2023 | Apr 6, 2023 | -1 | Firm change | Ibd to ibd |