DFX Intelligence

B••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

B••••• C•••••• M••••••••• L••

CRD 326949

LEHI, UT

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Search this name across graphsid dfx:ria:a3b5fccf-09c3-af5e-cc41-f452e51f4ef6

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 17
On other graphs: 2
Observed: Jun 20, 2024 to May 8, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

B••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $619M••• Locked
Discretionary RAUM: $619M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••• C•••••• F••• I• L•	Private Equity Fund	$278M	May 8, 2026	103	May 8, 2026	reported	021-548116
B••••• C•••••••• P••••••• I• L•• ••• P•••••• P•••••••• I••••••••• L•••	Private Equity Fund	$105M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• T•••••• D••••	CHIEF EXECUTIVE OFFICER, MANAGER, AND MEMBER	E	yes	01/2021	Jun 20, 2024	Jun 20, 2024
B••••••••• M•••• J•••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Jun 20, 2024	Jun 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••• F•••••••• L••	n/a	n/a	n/a	N	yes	n/a
B••••• P•••• P••••••• G•• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$619M	$522M	18.5%	n/a	n/a	7	7	1	0

Relationships

Advises (12)

→ B••••• C•••• P•••••••• L••Private fundPrivate Equity Fund, IA
Jun 20, 2024 to presentfactForm ADV
→ B••••• C•••••••• P••••••• I• L•• ••• P•••••• P•••••••• I••••••••• L•••Private fundPrivate Equity Fund, IA
Jun 20, 2024 to presentfactForm ADV
→ B••••• C•••••• F••• I•• L•Private fundPrivate Equity Fund, IA
May 8, 2026 to presentfactForm ADV
→ B••••• C•••••• F••• I••• L•

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 8, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$112M
Occurred
May 8, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
May 8, 2026
Ria office opened
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3b5fccf-09c3-af5e-cc41-f452e51f4ef6
First observed: Jun 20, 2024
Last observed: May 8, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.