DFX Intelligence

B•••••• L•••••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

B•••••• L•••••••• F••••

Advisor at C••••••••• I••••••••• M••••••••• L••

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Search this name across graphsid dfx:ria:a3c430fd-b014-7ca3-ff4c-14e4ef9b70b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• M••••••••• L••	Independent wealth	Jun 14, 2010	n/a	yes	n/a	Current employment
P••••••• I••••••••• A•••••••• L••	Former SEC adviser	Jun 28, 2007	Jan 19, 2010	no	LANSDOWNE, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• I••••••••• A•••••••• L••	C••••••••• I••••••••• M••••••••• L••	Jan 19, 2010	Jun 14, 2010	146	Firm change	Other
L•••• S•••• • M••• L••	P••••••• I••••••••• A•••••••• L••	Mar 29, 2007	Jun 28, 2007

Relationships

Registered with (3)

→ C••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jun 14, 2010 to presentfactForm ADV
→ P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 28, 2007 to Jan 19, 2010factForm ADV
→ L•••• S•••• • M••• L••Registered adviserregistration: previous registration
Feb 15, 2006 to Mar 29, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3c430fd-b014-7ca3-ff4c-14e4ef9b70b0
First observed: Feb 15, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.