DFX Intelligence

M••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

M••••••• C•••••• M••••••••• L••

CRD 106173

ANCHORAGE, AK

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Search this name across graphsid dfx:ria:a3cda32b-ed6f-ee40-5101-f93a5a032894

Data as of Apr 30, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 30
On other graphs: 1
Observed: Mar 30, 2012 to Apr 30, 2024
47 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $996M••• Locked
Discretionary RAUM: $988M
Private client RAUM: $199Mderived••• Locked
Private client share: 20%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••• C•••••• M•••• F••••• F••• L•	Private Equity Fund	$127M	Apr 30, 2024	2	Nov 8, 2018	reported	021-311443
M••••••• N••••••• D•••••••• ••••••• G••••• M••••• F•••• L•••	Other Private Fund	$94.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• A•••••••• L••	Owner	E	yes	01/2024	Jan 23, 2024	Apr 30, 2024
G•••••• R•••••• A•••••	CHIEF INVESTMENT OFFICER OF G••••• EQUITIES	Na	yes	12/2023	Mar 30, 2012	Apr 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••• A•••••••• L••	n/a	Other adviser	$1.4B	Y	yes	n/a
M••••••• C•••••• M•••• F••••• F••• G• L••	n/a	n/a	n/a	Y	yes	n/a
M••••••• C•••••• M•••• F••••• F••• L•

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$996M	$2.3B	-56.6%	$4.0B	-36.9%	10	32	0	1

Relationships

Affiliated with (2)

← M••••••• A••••• P•••••• I••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ D••••• A•••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (8)

→ M••••••• C•••••• M•••• F••••• F••• L•Private fundPrivate Equity Fund, IA
Nov 8, 2018 to presentfactForm ADV
→

Dated events

Occurred
May 2, 2025
Left the SEC roster
••• Locked
Form ADVobserved 8 days ago
$996M
Occurred
Apr 7, 2025
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 23, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 23, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3cda32b-ed6f-ee40-5101-f93a5a032894
First observed: Mar 30, 2012
Last observed: Apr 30, 2024 29 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.