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Advisor at SKY ALPHA ASSET ADVISORS
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SKY ALPHA ASSET ADVISORS | Independent wealth | Aug 23, 2018 | n/a | yes | BOCA RATON, FL | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Nov 6, 2017 | Aug 24, 2018 | no | BOCA RATON, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 29, 2017 | no | Boca Raton, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 24, 1994 | Jun 1, 2009 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | SKY ALPHA ASSET ADVISORS | Aug 24, 2018 | Aug 23, 2018 | -1 | Firm change | Ibd to new firm |
| MORGAN STANLEY | OPPENHEIMER & CO. INC. | Nov 29, 2017 | Nov 6, 2017 | -23 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 249:295839:FL:2018-08-24 | Aug 24, 2018 | Aug 23, 2018 | BOCA RATON, FL | Firm change |