DFX Intelligence

C•••••• E••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

C•••••• E••• L••••••••

Advisor at A•••• • A••••••• G••••• P•••••••

Holmdel, NJ | Clemson, SC

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Search this name across graphsid dfx:ria:a3d3e34a-1a1a-93c0-7bc6-622cbd1e7be1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• • A••••••• G••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• • A••••••• G••••• P•••••••	Independent wealth	Aug 23, 2019	n/a	yes	Clemson, SC\|Holmdel, NJ	Current employment
E••••• J••••	National bd RIA	Aug 24, 2007	Aug 15, 2019	no	CLEMSON, SC\|CLEMSON, SC\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	A•••• • A••••••• G••••• P•••••••	Aug 15, 2019	Aug 23, 2019	8	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ A•••• • A••••••• G••••• P•••••••Registered adviserregistration: current employment
Aug 23, 2019 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 24, 2007 to Aug 15, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3d3e34a-1a1a-93c0-7bc6-622cbd1e7be1
First observed: Aug 24, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.