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RIA / WealthAdvisorCertified Financial Planner22 years in industry

TAYLOR HALL SUTHERLAND

Advisor at HALBERT HARGROVE

Carlsbad, CA | LONG BEACH, CA

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Search this name across graphsid dfx:ria:a3e89430-6e00-07a7-6601-da06738191bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 11, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HALBERT HARGROVE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 10, 2003
First registration: Nov 11, 2003
Dual registered: no
IAPD individual key: 4355240

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HALBERT HARGROVE	Independent wealth	Jun 20, 2012	n/a	yes	LONG BEACH, CA\|Carlsbad, CA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Aug 21, 2007	May 24, 2012	no	MORRISTOWN, NJ	Previous registration
RYAN BECK & CO.	n/a	Jan 19, 2006	Aug 21, 2007	no	FLORHAM PARK, NJ	Previous registration
FISHER INVESTMENTS	Independent wealth	Nov 11, 2003	Jan 6, 2006	no	MORRISTOWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	HALBERT HARGROVE	May 24, 2012	Jun 20, 2012	27	Firm change	Other
RYAN BECK & CO.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Aug 21, 2007	Aug 21, 2007	0	Bulk transfer	Other
FISHER INVESTMENTS	RYAN BECK & CO.	Jan 6, 2006	Jan 19, 2006	13	Firm change	Other

Relationships

Registered with (4)

→ HALBERT HARGROVERegistered adviserregistration: current employment
Jun 20, 2012 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Aug 21, 2007 to May 24, 2012factForm ADV
→ RYAN BECK & CO.Registered adviserregistration: previous registration
Jan 19, 2006 to Aug 21, 2007factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Nov 11, 2003 to Jan 6, 2006factForm ADV

Dated events

No dated event names this entity yet.