K•••• J• K••••

Advisor at R•• C•••••• M••••••• L••

MINNEAPOLIS, MN | St. Michael, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3ea593b-f2fa-baef-f33b-c1173cf4ae5a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Mar 28, 2022	n/a	yes	MINNEAPOLIS, MN\|St. Michael, MN	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 14, 2018	Mar 10, 2022	no	CHARLOTTE, NC\|SAINT LOUIS PARK, MN\|Saint Louis Park, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•• C•••••• M••••••• L••	Mar 10, 2022	Mar 28, 2022	18	Firm change	Wirehouse to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:31194:MN:2022-03-10	Mar 10, 2022	Mar 28, 2022	SAINT LOUIS PARK, MN	Firm change

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Mar 28, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 14, 2018 to Mar 10, 2022factForm ADV

Dated events

Occurred
Mar 10, 2022
Advisor changed firm
K•••• J• K•••• left W•••• F•••• A••••••• for R•• C•••••• M••••••• L•• (registered 2022-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3ea593b-f2fa-baef-f33b-c1173cf4ae5a
First observed: Jun 14, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.