DFX Intelligence

Data Factory

RIA / WealthAdvisor41 years in industry

Daniel Irvin McCourt

Advisor at FINANCIAL PLANNING ASSOCIATES

APTOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3f61080-7b2d-e84a-4e64-ea1b1c977b2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 19, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FINANCIAL PLANNING ASSOCIATES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 16, 1989
First registration: Dec 19, 1997
Dual registered: no
IAPD individual key: 1336258

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FINANCIAL PLANNING ASSOCIATES	State registered	Jan 7, 2022	n/a	yes	APTOS, CA	Current employment
THE DC GROUP ADVISORY SERVICES, INC	n/a	Aug 15, 2018	Dec 17, 2021	no	Aptos, CA	Previous registration
FINANCIAL PLANNING ASSOCIATES	n/a	Nov 7, 2013	Dec 31, 2015	no	APTOS, CA	Previous registration
FOOTHILL SECURITIES, INC.	Former SEC adviser	Dec 19, 1997	Jun 10, 2013	no	SALINAS, CA\|APTOS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE DC GROUP ADVISORY SERVICES, INC	FINANCIAL PLANNING ASSOCIATES	Dec 17, 2021	Jan 7, 2022	21	Firm change	Other
FINANCIAL PLANNING ASSOCIATES	THE DC GROUP ADVISORY SERVICES, INC	Dec 31, 2015	Aug 15, 2018	958	Firm change after gap	Other
FOOTHILL SECURITIES, INC.	FINANCIAL PLANNING ASSOCIATES	Jun 10, 2013	Nov 7, 2013	150	Firm change	Other

Relationships

Registered with (4)

→ FINANCIAL PLANNING ASSOCIATESRegistered adviserregistration: current employment
Jan 7, 2022 to presentfactForm ADV
→ THE DC GROUP ADVISORY SERVICES, INCRegistered adviserregistration: previous registration
Aug 15, 2018 to Dec 17, 2021factForm ADV
→ FINANCIAL PLANNING ASSOCIATESRegistered adviserregistration: previous registration
Nov 7, 2013 to Dec 31, 2015factForm ADV
→ FOOTHILL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 19, 1997 to Jun 10, 2013factForm ADV

Dated events

No dated event names this entity yet.