This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SPECTRUM STRATEGIES, L.L.C.

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2009earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

6derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

1

Exams

S66

First exam

Sep 9, 2014

First registration

Sep 26, 2014

Dual registered

yes, broker-dealer

Other names

LANDON VAUGHN

IAPD individual key

5467115

• Occurred

  Jun 4, 2026
  Advisor changed firm

  Landon James Vaughan left Mml Investors Services, Llc for Spectrum Strategies, L.L.C. (registered 2020-05-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a3fdcefc-4713-a45a-2ca4-0a0e7705f7d5

First observed

Sep 26, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.