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P••• W••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)42 years in industry

P••• W••••• W••••••••

Advisor at G• A• R••••• • C••••••

CASSELBERRY, FL | Jamestown, ND

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Search this name across graphsid dfx:ria:a400d493-2378-ba4a-1b17-4de54479fc0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• A• R••••• • C••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G• A• R••••• • C••••••	Bd affiliated wealth	Oct 28, 2019	n/a	yes	Jamestown, ND\|CASSELBERRY, FL\|Jamestown, ND	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Aug 27, 2007	Sep 30, 2010	no	JAMESTOWN, ND\|JAMESTOWN, ND

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	G• A• R••••• • C••••••	Sep 30, 2010	Oct 28, 2019	3,315	Firm change after gap	Other

Relationships

Registered with (2)

→ G• A• R••••• • C••••••Registered adviserregistration: current employment
Oct 28, 2019 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 27, 2007 to Sep 30, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a400d493-2378-ba4a-1b17-4de54479fc0b
First observed: Aug 27, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.