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RIA / WealthPrivate fundsecuritized asset fund3(c)(7)dropped

ST. JAMES RIVER CLO, LTD.

advised by BARINGS LLC

Cayman Islands

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Search this name across graphsid dfx:ria:a411989b-684c-ba2e-75d0-ad034ccba8c1

Data as of Jan 16, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Jan 16, 2018
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

ST. JAMES RIVER CLO, LTD.

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: BARINGS LLCCRD 106006
Fund type: Securitized Asset Fund
Latest reported GAV: $814,360gross asset value on Schedule D 7.B(1), as of 2018-01-16; never fund size
Peak reported GAV: $390M
Beneficial owners: 21
Minimum investment: $0
Owned by the adviser: 900%
Owned by funds of funds: 100%
Owned by non-US persons: 2600%
Clients solicited: no
Organised in: Cayman Islands
First reported: Mar 30, 2012
Last reported: Jan 16, 2018fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 21
Fund id: 805-6422266391

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Jan 16, 2018	$814,360	21	$0	900.0%	no	ST. JAMES RIVER CLO, LTD.
Sep 27, 2017	$814,360	21	$0	900.0%	no	ST. JAMES RIVER CLO, LTD.
May 23, 2017	$814,360	21	$0	900.0%	no	ST. JAMES RIVER CLO, LTD.
Mar 31, 2017	$814,360	21	$0	900.0%	no	ST. JAMES RIVER CLO, LTD.
Jan 4, 2017	$172M	22	$0	1100.0%	no	ST. JAMES RIVER CLO, LTD.
Sep 16, 2016	$172M	22	$0	1100.0%	no	ST. JAMES RIVER CLO, LTD.
Jun 15, 2016	$172M	22	$0	1100.0%	no	ST. JAMES RIVER CLO, LTD.
Mar 30, 2016	$172M	22	$0	1100.0%	no	ST. JAMES RIVER CLO, LTD.
May 19, 2015	$238M	22	$0	700.0%	no	ST. JAMES RIVER CLO, LTD.
Mar 31, 2015	$238M	22	$0	700.0%	no	ST. JAMES RIVER CLO, LTD.
Dec 19, 2014	$355M	22	$0	600.0%	no	ST. JAMES RIVER CLO, LTD.
Aug 11, 2014	$355M	22	$0	600.0%	no	ST. JAMES RIVER CLO, LTD.
Mar 31, 2014	$355M	22	$0	600.0%	no	ST. JAMES RIVER CLO, LTD.
Sep 30, 2013	$389M	12	$0	0.0%	no	ST. JAMES RIVER CLO, LTD.
Apr 1, 2013	$389M	12	$0	0.0%	no	ST. JAMES RIVER CLO, LTD.
Dec 11, 2012	$390M	20	$0	400.0%	no	ST. JAMES RIVER CLO, LTD.
Nov 28, 2012	$390M	20	$0	400.0%	no	ST. JAMES RIVER CLO, LTD.
Oct 30, 2012	$390M	20	$0	400.0%	no	ST. JAMES RIVER CLO, LTD.
Sep 4, 2012	$390M	20	$0	400.0%	no	ST. JAMES RIVER CLO, LTD.
Apr 20, 2012	$390M	20	$0	400.0%	no	ST. JAMES RIVER CLO, LTD.
Mar 30, 2012	$390M	20	$0	400.0%	no	ST. JAMES RIVER CLO, LTD.

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
WELLS FARGO BANK, NATIONAL ASSOCIATION	WELLS FARGO BANK, NATIONAL ASSOCAITION	NEW YORK	New York	United States	no	n/a

Relationships

Advises (1)

← BARINGS LLCRegistered adviserSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Jan 16, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a411989b-684c-ba2e-75d0-ad034ccba8c1
First observed: Mar 30, 2012
Last observed: Jan 16, 2018 105 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ST. JAMES RIVER CLO, LTD.

advised by BARINGS LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a411989b-684c-ba2e-75d0-ad034ccba8c1

Data as of Jan 16, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Jan 16, 2018

$814,360

900.0%

ST. JAMES RIVER CLO, LTD.

Sep 27, 2017

$814,360

900.0%

ST. JAMES RIVER CLO, LTD.

May 23, 2017

$814,360

900.0%

ST. JAMES RIVER CLO, LTD.

Mar 31, 2017

$814,360

900.0%

ST. JAMES RIVER CLO, LTD.

Jan 4, 2017

$172M

1100.0%

ST. JAMES RIVER CLO, LTD.

Sep 16, 2016

$172M

1100.0%

ST. JAMES RIVER CLO, LTD.

Jun 15, 2016

$172M

1100.0%

ST. JAMES RIVER CLO, LTD.

Mar 30, 2016

$172M

1100.0%

ST. JAMES RIVER CLO, LTD.

May 19, 2015

$238M

700.0%

ST. JAMES RIVER CLO, LTD.

Mar 31, 2015

$238M

700.0%

ST. JAMES RIVER CLO, LTD.

Dec 19, 2014

$355M

600.0%

ST. JAMES RIVER CLO, LTD.

Aug 11, 2014

$355M

600.0%

ST. JAMES RIVER CLO, LTD.

Mar 31, 2014

$355M

600.0%

ST. JAMES RIVER CLO, LTD.

Sep 30, 2013

$389M

0.0%

ST. JAMES RIVER CLO, LTD.

Apr 1, 2013

$389M

0.0%

ST. JAMES RIVER CLO, LTD.

Dec 11, 2012

$390M

400.0%

ST. JAMES RIVER CLO, LTD.

Nov 28, 2012

$390M

400.0%

ST. JAMES RIVER CLO, LTD.

Oct 30, 2012

$390M

400.0%

ST. JAMES RIVER CLO, LTD.

Sep 4, 2012

$390M

400.0%

ST. JAMES RIVER CLO, LTD.

Apr 20, 2012

$390M

400.0%

ST. JAMES RIVER CLO, LTD.

Mar 30, 2012

$390M

400.0%

ST. JAMES RIVER CLO, LTD.

Custodian

Legal name

City

State

Country

Related person

SEC number

WELLS FARGO BANK, NATIONAL ASSOCIATION

WELLS FARGO BANK, NATIONAL ASSOCAITION

NEW YORK

New York

United States

n/a