DFX Intelligence

L•••• W•••••• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor13 years in industry

L•••• W•••••• I•••••

Advisor at S••••••••• A••••••• A••••••• L••

TULSA, OK | Denver, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A••••••• A••••••• L••	Independent wealth	Apr 8, 2021	n/a	yes	TULSA, OK\|Denver, CO	Current employment
F•••• A••••••••• F•••••••• N•••••• L••	Independent wealth	Dec 10, 2015	Apr 9, 2021	no	Boulder, CO\|Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••••••• F•••••••• N•••••• L••	S••••••••• A••••••• A••••••• L••	Apr 9, 2021	Apr 8, 2021	-1	Firm change	RIA to new firm
U•• F•••••••• S••••••• I•••	F•••• A••••••••• F•••••••• N•••••• L••	Jun 2, 2014	Dec 10, 2015

Relationships

Registered with (3)

→ S••••••••• A••••••• A••••••• L••Registered adviserregistration: current employment
Apr 8, 2021 to presentfactForm ADV
→ F•••• A••••••••• F•••••••• N•••••• L••Registered adviserregistration: previous registration
Dec 10, 2015 to Apr 9, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2012 to Jun 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 25, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.