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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

STA WEALTH ADVISORS, LLC

CRD 169509

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a41a1616-2a75-0fcb-6f82-0066e8552cfe

Data as of Jan 9, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2014 to Jan 9, 2014
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2014-01-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Accounts: 0
SEC number: 801-79086
CRD: 169509
Filings on the tape: 1
First filed: Jan 9, 2014
Latest filed: Jan 9, 2014
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EDICK, HOPE, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2013	Jan 9, 2014	Jan 9, 2014
PATTERSON, JAMES, LUKE	MEMBER / CHIEF INVESTMENT OFFICER	C	yes	11/2013	Jan 9, 2014	Jan 9, 2014
ROBERTS, LANCE, ERIC	MANAGING MEMBER	C	yes	11/2013	Jan 9, 2014	Jan 9, 2014
SMITH, MICHAEL, ANTHONY	MEMBER / PRESIDENT	C	yes	11/2013	Jan 9, 2014	Jan 9, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STREETTALK ADVISORS, L.L.C.	n/a	Independent wealth	$4.8B	N	yes	n/a
STREETTALK INSURANCE GROUP, LLC	n/a	n/a	n/a	N	yes	n/a

Relationships

Affiliated with (1)

→ AVIDIAN WEALTH SOLUTIONSRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← PATTERSON, JAMES, LUKEOwnerMEMBER / CHIEF INVESTMENT OFFICER, ownership code C, individual
Jan 9, 2014 to presentfactForm ADV
← ROBERTS, LANCE, ERICOwnerMANAGING MEMBER, ownership code C, individual
Jan 9, 2014 to presentfactForm ADV
← SMITH, MICHAEL, ANTHONYOwnerMEMBER / PRESIDENT, ownership code C, individual
Jan 9, 2014 to presentfactForm ADV
← EDICK, HOPE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 9, 2014 to presentfactForm ADV

Dated events

Occurred
Jan 9, 2014
First Form ADV filing
Sta Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a41a1616-2a75-0fcb-6f82-0066e8552cfe
First observed: Jan 9, 2014
Last observed: Jan 9, 2014 154 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STA WEALTH ADVISORS, LLC

CRD 169509

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a41a1616-2a75-0fcb-6f82-0066e8552cfe

Data as of Jan 9, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EDICK, HOPE, MARIE

CHIEF COMPLIANCE OFFICER

yes

11/2013

Jan 9, 2014

PATTERSON, JAMES, LUKE

MEMBER / CHIEF INVESTMENT OFFICER

yes

11/2013

Jan 9, 2014

ROBERTS, LANCE, ERIC

MANAGING MEMBER

yes

11/2013

Jan 9, 2014

SMITH, MICHAEL, ANTHONY

MEMBER / PRESIDENT

yes

11/2013

Jan 9, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STREETTALK ADVISORS, L.L.C.

n/a

Independent wealth

$4.8B

yes

n/a

STREETTALK INSURANCE GROUP, LLC

n/a

yes

n/a