DFX Intelligence
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Reading the graph
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Advisor at M•• C•••••• M••••••••• L••
Cumming Way, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• C•••••• M••••••••• L•• | Independent wealth | Dec 5, 2024 | n/a | yes | Cumming Way, GA | Current employment |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Apr 3, 2023 | Nov 13, 2024 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | M•• C•••••• M••••••••• L•• | Nov 13, 2024 | Dec 5, 2024 | 22 | Firm change | Ibd to RIA |
| P••••••• C•••••• A••••••• C••••••••• | E•••••• A••••••• G••••• L•• | Apr 3, 2023 | Apr 3, 2023 |
| P••••••• C•••••• A••••••• C••••••••• | Former SEC adviser | Mar 15, 2019 | Apr 3, 2023 | no | ATLANTA, GA | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Apr 1, 2015 | Jan 17, 2019 | no | ATLANTA, GA | Previous registration |
| M••••• S•••••• | Wirehouse | Nov 29, 2012 | Jan 28, 2015 | no | ATLANTA, GA | Previous registration |
| 0 |
| Bulk transfer |
| RIA to ibd |
| N••••••••• M••••• I••••••••• S••••••••• | P••••••• C•••••• A••••••• C••••••••• | Jan 17, 2019 | Mar 15, 2019 | 57 | Firm change | Other |
| M••••• S•••••• | N••••••••• M••••• I••••••••• S••••••••• | Jan 28, 2015 | Apr 1, 2015 | 63 | Firm change | Other |