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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

STARKS FINANCIAL GROUP, INC.

CRD 118696

ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a42c84ca-1dee-4e13-9dc5-fea5ab83cc8e

Data as of Dec 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2012 to Dec 24, 2014
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $131MItem 5.F on the latest filing (2014-12-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $97.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 830
SEC number: 801-68146
CRD: 118696
Filings on the tape: 4
First filed: Mar 16, 2012
Latest filed: Dec 24, 2014
Organised: Corporation, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STARKS, DAWN, GABRIELLE	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	01/2000	Mar 16, 2012	Dec 24, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Feb 26, 2014	$131M	$97.0M	4	3	n/a	n/a	n/a
2012	Feb 15, 2013	$112M	$97.4M	3	3	n/a	n/a	n/a
2011	Mar 16, 2012	$102M	$84.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$131M	$112M	17.0%	n/a	n/a	4	3	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Jan 6, 2015	Jan 14, 2015	ASHEVILLE, NC	Team lift out	Other	100.0%

Relationships

Controls (1)

← STARKS, DAWN, GABRIELLEOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 16, 2012 to presentfactForm ADV

Moved with (1)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser2 advisors, team lift out, same day
Jan 6, 2015 to Jan 14, 2015factForm ADV

Registered with (2)

← JENNIFER LEIGH ADAMSAdvisorregistration: previous registration
Oct 2, 2006 to Jan 6, 2015factForm ADV
← DAVID MATTHEW WERLEAdvisorregistration: previous registration
Dec 19, 2012 to Jan 6, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a42c84ca-1dee-4e13-9dc5-fea5ab83cc8e
First observed: Mar 16, 2012
Last observed: Dec 24, 2014 142 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STARKS FINANCIAL GROUP, INC.

CRD 118696

ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a42c84ca-1dee-4e13-9dc5-fea5ab83cc8e

Data as of Dec 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STARKS, DAWN, GABRIELLE

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

01/2000

Mar 16, 2012

Dec 24, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Feb 26, 2014

$131M

$97.0M

n/a

2012

Feb 15, 2013

$112M

$97.4M

n/a

2011

Mar 16, 2012

$102M

$84.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$131M

$112M

17.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 6, 2015

Jan 14, 2015

ASHEVILLE, NC

Team lift out

Other

100.0%