Q••••• H•••

Advisor at H••• F•••••••• S•••••••• I••

CORTE MADERA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a42f00f0-4221-0ef3-1baf-f41a2f81ea21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• F•••••••• S•••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• F•••••••• S•••••••• I••	State registered	Mar 15, 2018	n/a	yes	CORTE MADERA, CA	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Aug 14, 2017	Mar 13, 2018	no	CORTE MADERA, CA\|Corte Madera, CA\|EL SEGUNDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	H••• F•••••••• S•••••••• I••	Mar 13, 2018	Mar 15, 2018	2	Firm change	Other
M•• I•••••••• S•••••••• L••	C••••• A•••••• N••••••• L••	Aug 15, 2017	Aug 14, 2017

Relationships

Registered with (3)

→ H••• F•••••••• S•••••••• I••Registered adviserregistration: current employment
Mar 15, 2018 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 14, 2017 to Mar 13, 2018factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2015 to Aug 15, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a42f00f0-4221-0ef3-1baf-f41a2f81ea21
First observed: Jan 13, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.