DFX Intelligence

B•••• J•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

B•••• J•••• B••••••

Advisor at L•• F•••••••• L••

BREA, CA | DIAMOND BAR, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 6, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 18, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 3, 2022	n/a	yes	DIAMOND BAR, CA\|BREA, CA	Current employment
T•• A••••••• G••••	Former SEC adviser	Aug 2, 2000	Dec 31, 2022	no	DIAMOND BAR, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A••••••• G••••	L•• F•••••••• L••	Dec 31, 2022	Oct 3, 2022	-89	Firm change after gap	RIA to RIA
F•• S••••••••• C•••••••••	T•• A••••••• G••••	Oct 12, 2022	Aug 2, 2000

Team moves

••• Locked

Team	Left	Joined	From	Kind
109175:6413:CA:2022-12-31	Dec 31, 2022	Oct 3, 2022	DIAMOND BAR, CA	Firm change after gap
7461:109175:CA:2022-10-11	Oct 12, 2022	Aug 2, 2000	SAN JUAN CAPISTRANO, CA	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ T•• A••••••• G••••Registered adviserregistration: previous registration
Aug 2, 2000 to Dec 31, 2022factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Feb 6, 1992 to Oct 12, 2022factForm ADV

Dated events

Order

Occurred
31 Dec 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
12 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 6, 1992
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.