DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

PATRICK LEE HAYMAN

Advisor at LPL FINANCIAL LLC

WAYCROSS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a443876f-5cc2-6ac4-fe28-ba3aee6bead7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 16, 2012
First registration: Jul 17, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 6034593

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 17, 2019	n/a	yes	WAYCROSS, GA	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Dec 16, 2019	no	BRUNSWICK, GA\|CHARLOTTE, NC\|DULUTH, GA\|WAYCROSS, GA\|ADEL, GA\|DOUGLAS, GA\|VALDOSTA, GA\|JESUP, GA\|TIFTON, GA\|SAINT SIMONS ISLAND, GA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 13, 2016	Jan 2, 2018	no	CHARLOTTE, NC\|DULUTH, GA\|WAYCROSS, GA\|ADEL, GA\|DOUGLAS, GA\|VALDOSTA, GA\|JESUP, GA\|TIFTON, GA\|BRUNSWICK, GA	Previous registration
EDWARD JONES	National bd RIA	Jul 17, 2012	Jan 11, 2016	no	Douglas, GA\|Maryland Heights, MO\|Maryland Heights, MO\|DOUGLAS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	LPL FINANCIAL LLC	Dec 16, 2019	Dec 17, 2019	1	Firm change	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
EDWARD JONES	BB&T INVESTMENT SERVICES, INC.	Jan 11, 2016	Jan 13, 2016	2	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 17, 2019 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Dec 16, 2019factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 13, 2016 to Jan 2, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 17, 2012 to Jan 11, 2016factForm ADV

Dated events

No dated event names this entity yet.