DFX Intelligence

M•••••• M••••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M•••••• M••••••• K•••••••

Advisor at C•••••• S••••• • C••• I•••

Bridgewater, NJ | Princeton, NJ

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Search this name across graphsid dfx:ria:a45580e8-764c-6139-538b-c7f5f5964610

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 29, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jun 14, 2021	n/a	yes	Bridgewater, NJ\|Princeton, NJ	Current employment
P••• I••••••••• L••	Asset manager	Oct 18, 2016	May 24, 2021	no	Newark, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• I••••••••• L••	C•••••• S••••• • C••• I•••	May 24, 2021	Jun 14, 2021	21	Firm change	Other
W•• I••••••••• L••	P••• I••••••••• L••	Aug 15, 2016	Oct 18, 2016

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jun 14, 2021 to presentfactForm ADV
→ P••• I••••••••• L••Registered adviserregistration: previous registration
Oct 18, 2016 to May 24, 2021factForm ADV
→ W•• I••••••••• L••Registered adviserregistration: previous registration
Jul 29, 2015 to Aug 15, 2016factForm ADV
→ B•••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a45580e8-764c-6139-538b-c7f5f5964610
First observed: Jan 1, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.