DFX Intelligence

D••••• G••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

D••••• G••••• G••••

Advisor at Q•••••• F•••••••• A•••••••• L••

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:a45e0e7e-7ced-3ae8-4732-4516d0bf0a31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Oct 14, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D••••• G••••• G••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q•••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q•••••• F•••••••• A•••••••• L••	Independent wealth	Jan 3, 2022	n/a	yes	SANTA MONICA, CA	Current employment
A••••• W••••• P•••••••	Independent wealth	Feb 14, 2012	Jan 28, 2022	no	CULVER CITY, CA\|SANTA MONICA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• P•••••••	Q•••••• F•••••••• A•••••••• L••	Jan 28, 2022	Jan 3, 2022	-25	Firm change	RIA to new firm
Q•••••• W••••• M••••••••• L••	A••••• W••••• P•••••••	Dec 31, 2012	Feb 14, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
128590:317386:CA:2022-01-28	Jan 28, 2022	Jan 3, 2022	SANTA MONICA, CA	Firm change

Relationships

Registered with (3)

→ Q•••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ A••••• W••••• P•••••••Registered adviserregistration: previous registration
Feb 14, 2012 to Jan 28, 2022factForm ADV
→ Q•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 14, 2005 to Dec 31, 2012factForm ADV

Dated events

Occurred
Jan 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a45e0e7e-7ced-3ae8-4732-4516d0bf0a31
First observed: Oct 14, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.