DFX Intelligence

S•••••• I••••••••• M••••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•••••• I••••••••• M••••••••• S•••••••• L••

CRD 169667

MIAMI, FL

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Search this name across graphsid dfx:ria:a45f9bf9-a03f-3eec-1d3c-8dddab7b8c28

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 10
On other graphs: 1
Observed: Jan 2, 2014 to Mar 26, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

S•••••• I••••••••• M••••••••• S•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $916M••• Locked
Discretionary RAUM: $916M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••• F••• I• L••	Other Private Fund	$796M	Mar 18, 2024	1	Jan 2, 2014	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• G••••••• N••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2023	Oct 17, 2023	Mar 18, 2024
K••••••••• L••	Shareholder	E	yes	01/2020	Sep 29, 2017	Mar 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•• S••••••• L••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$916M	$821M	11.6%	$752M	6.8%	18	16	0	0

Relationships

Advises (1)

→ S•••••• F••• I• L••Private fundOther Private Fund, IA
Jan 2, 2014 to presentfactForm ADV

Controls (7)

← L••••• J•••• C••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 25, 2023 to Mar 18, 2024factForm ADV
← K••••••• R••••• A•••••••••OwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jan 2, 2014 to Mar 18, 2024factForm ADV
← L••• W••••••• I•••••••Owner

Dated events

Occurred
Oct 17, 2023
Control person joined
Nmn Gennady Bekasov (Chief Compliance Officer) appeared on Schedule A of S•••••• I••••••••• M••••••••• S•••••••• L••
Form ADVobserved 7 days ago
Occurred
Oct 17, 2023
Control person left
Anwar Karishma Ilyas (Chief Compliance Officer) no longer on Schedule A of S•••••• I••••••••• M••••••••• S•••••••• L•• (listed 2023-08-25, absent 2023-10-17)
Form ADVobserved 7 days ago
Occurred
Aug 25, 2023
Control person joined
Charles John Larre (Coo) appeared on Schedule A of S•••••• I••••••••• M••••••••• S•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a45f9bf9-a03f-3eec-1d3c-8dddab7b8c28
First observed: Jan 2, 2014
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.