DFX Intelligence

R••• J• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

R••• J• R••••••••

Advisor at T•••••• F••••••••• L••

MESA, AZ

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Search this name across graphsid dfx:ria:a4615e24-b397-4770-d22d-feb9b0b44883

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• F••••••••• L••	Independent wealth	Nov 29, 2012	n/a	yes	MESA, AZ	Current employment
V•••• W••••• P•••••••	n/a	Mar 8, 2017	Dec 31, 2017	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M••••••••• L••	V•••• W••••• P•••••••	Jul 27, 2021	Mar 8, 2017	-1,602	Firm change after gap	Other
V•••• W••••• P•••••••	n/a	Dec 31, 2017	n/a	n/a

Relationships

Registered with (6)

→ T•••••• F••••••••• L••Registered adviserregistration: previous registration
Oct 9, 2007 to Nov 17, 2009factForm ADV
→ A••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 28, 2014 to Jul 27, 2021factForm ADV
→ V•••• W••••• P•••••••Registered adviserregistration: previous registration
Mar 8, 2017 to Dec 31, 2017factForm ADV
→ P•••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4615e24-b397-4770-d22d-feb9b0b44883
First observed: Sep 23, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.