DFX Intelligence

L•••• V••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

L•••• V••••• C•••••••

Advisor at F•• I••••••••• C••••••

GERMANTOWN, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a46f228c-79a8-69b7-d1e3-8fd553636d60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• I••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• I••••••••• C••••••	Independent wealth	Apr 22, 2020	n/a	yes	GERMANTOWN, TN	Current employment
M•• A••••••• F•••••••• M••••••••• I•••	Former SEC adviser	Aug 15, 2014	Jun 1, 2020	no	GERMANTOWN, TN\|PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• A••••••• F•••••••• M••••••••• I•••	F•• I••••••••• C••••••	Jun 1, 2020	Apr 22, 2020	-40	Firm change after gap	Ibd to new firm
F•••••••• T••••••• I•••	M•• A••••••• F•••••••• M••••••••• I•••	Aug 15, 2014	Aug 15, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
109771:308192:PA:2020-06-01	Jun 1, 2020	Apr 22, 2020	PITTSBURGH, PA	Firm change after gap

Relationships

Registered with (6)

→ F•• I••••••••• C••••••Registered adviserregistration: current employment
Apr 22, 2020 to presentfactForm ADV
→ M•• A••••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2014 to Jun 1, 2020factForm ADV
→ F•••••••• T••••••• I•••Registered adviserregistration: previous registration
Jan 9, 2014 to Aug 15, 2014factForm ADV
→ F•••••••• C••••••••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a46f228c-79a8-69b7-d1e3-8fd553636d60
First observed: Jan 24, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.