D•••• A• T•••••

Advisor at A•••• A•••••••

HOUSTON, TX

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• A•••••••	State registered	Jan 16, 2019	n/a	yes	HOUSTON, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 1, 2016	May 22, 2019	no	HOUSTON, TX\|HOUSTON, TX\|ROCK HIL, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A•••• A•••••••	May 22, 2019	Jan 16, 2019	-126	Firm change after gap	RIA to state RIA
N••••••••• M••••• I••••••••• S•••••••••	L•• F•••••••• L••	Sep 8, 2016	Sep 1, 2016

Relationships

Registered with (3)

→ A•••• A•••••••Registered adviserregistration: current employment
Jan 16, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 1, 2016 to May 22, 2019factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 28, 2007 to Sep 8, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 28, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.