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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARION, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 20, 2017 | n/a | yes | MARION, IL | Current employment |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Aug 31, 2015 | Dec 14, 2017 | no | PANAMA CITY BEACH, FL|MARION, IL | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Sep 25, 2006 | Dec 31, 2013 | no | MARION, IL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Dec 19, 2000 | Sep 27, 2006 | no | CARBONDALE, IL|CARBONDALE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.J.B. HILLIARD, W.L. LYONS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 14, 2017 | Nov 20, 2017 | -24 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | J.J.B. HILLIARD, W.L. LYONS, LLC | Sep 27, 2006 | Sep 25, 2006 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 453:149018:IL:2017-12-14 | Dec 14, 2017 | Nov 20, 2017 | MARION, IL | Firm change |