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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

LIMESTONE CAPITAL ADVISERS, LLC

CRD 158447

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a481e875-2f30-e2ea-6e20-1f49b6403ccd

Data as of Mar 2, 2016 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Mar 2, 2016
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2016-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Accounts: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
SEC number: 801-72718
CRD: 158447
Filings on the tape: 9
First filed: Mar 27, 2012
Latest filed: Mar 2, 2016
Organised: Limited Liability Company, Indiana

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LIMESTONE CAPITAL PRESERVATION FUND, LTD.	Hedge Fund	$0	Mar 2, 2016	0	Mar 27, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KRINN, GENE, ERVIN	Member	Na	yes	06/2011	Mar 27, 2012	Mar 2, 2016
MAUGER, WILLIAM, MAXWELL	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	06/2011	Mar 27, 2012	Mar 2, 2016
WILEY, JOE, BILL	Member	C	yes	06/2011	Mar 27, 2012	Mar 2, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL CITIES INVESTMENTS	n/a	Independent wealth	$288M	N	yes	n/a
CAPITAL CITIES, L.L.C.	n/a	No RAUM reported	$0	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 2, 2016	$0	$0	4	4	n/a	1	$0
2014	Mar 6, 2015	$0	$0	4	4	n/a	1	$0
2013	Mar 26, 2014	$0	$0	4	4	n/a	1	$0
2012	Mar 28, 2013	$0	$0	5	5	n/a	1	$0
2011	Mar 27, 2012	$0	$0	n/a	n/a	n/a	1	$0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$0	$0	n/a	$0	n/a	4	4	n/a	n/a

Relationships

Affiliated with (2)

→ CAPITAL CITIES INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
→ CAPITAL CITIES, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV

Advises (1)

→ LIMESTONE CAPITAL PRESERVATION FUND, LTD.Private fundHedge Fund, IA
Mar 27, 2012 to presentfactForm ADV

Controls (3)

← KRINN, GENE, ERVINOwnerMEMBER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← MAUGER, WILLIAM, MAXWELLOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV
← WILEY, JOE, BILLOwnerMEMBER, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV

Registered with (3)

← WILLIAM MAXWELL MAUGERAdvisorregistration: previous registration
Sep 12, 2011 to Mar 22, 2017factForm ADV
← JOE BILL WILEYAdvisorregistration: previous registration
Sep 19, 2011 to Mar 22, 2017factForm ADV
← AMANDA JANE BLACKAdvisorregistration: previous registration
Sep 9, 2011 to Mar 22, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a481e875-2f30-e2ea-6e20-1f49b6403ccd
First observed: Mar 27, 2012
Last observed: Mar 2, 2016 128 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIMESTONE CAPITAL ADVISERS, LLC

CRD 158447

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a481e875-2f30-e2ea-6e20-1f49b6403ccd

Data as of Mar 2, 2016 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:32 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LIMESTONE CAPITAL PRESERVATION FUND, LTD.

Hedge Fund

Mar 2, 2016

Mar 27, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KRINN, GENE, ERVIN

Member

yes

06/2011

Mar 27, 2012

Mar 2, 2016

MAUGER, WILLIAM, MAXWELL

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

06/2011

Mar 27, 2012

Mar 2, 2016

WILEY, JOE, BILL

Member

yes

06/2011

Mar 27, 2012

Mar 2, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL CITIES INVESTMENTS

n/a

Independent wealth

$288M

yes

n/a

CAPITAL CITIES, L.L.C.

n/a

No RAUM reported

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 2, 2016

n/a

2014

Mar 6, 2015

n/a

2013

Mar 26, 2014

n/a

2012

Mar 28, 2013

n/a

2011

Mar 27, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

n/a