DFX Intelligence

E••• D•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

E••• D•••• H•••••

Advisor at S•••

LOS ANGELES, CA | Tyson's Corner, VA

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Search this name across graphsid dfx:ria:a48581dc-410f-668a-d693-cc1871b49893

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••	Bd affiliated wealth	Sep 19, 2022	n/a	yes	Tyson's Corner, VA\|LOS ANGELES, CA	Current employment
S••••••• I••••••••• I•••	Former SEC adviser	Oct 3, 2005	Jun 20, 2012	no	VIENNA, VA\|MCLEAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• I•••	S•••	Jun 20, 2012	Sep 19, 2022	3,743	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••Registered adviserregistration: current employment
Sep 19, 2022 to presentfactForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2005 to Jun 20, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a48581dc-410f-668a-d693-cc1871b49893
First observed: Oct 3, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.