DFX Intelligence

K•••• A•••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

K•••• A•••• V••••

Advisor at C••••••• I••••••••• C••••••

CLEVELAND, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• I••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• I••••••••• C••••••	Independent wealth	Oct 10, 2017	n/a	yes	CLEVELAND, OH	Current employment
M•••••• I••••••••• M••••••••• L••	Former SEC adviser	Jul 8, 2015	Dec 12, 2017	no	CLEVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• I••••••••• M••••••••• L••	C••••••• I••••••••• C••••••	Dec 12, 2017	Oct 10, 2017	-63	Firm change after gap	Other
F••••••• A•••• M•••••••••	M•••••• I••••••••• M••••••••• L••	Jan 7, 2010	Jul 8, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
111170:150488:OH:2017-12-12	Dec 12, 2017	Oct 10, 2017	CLEVELAND, OH	Firm change after gap

Relationships

Registered with (3)

→ C••••••• I••••••••• C••••••Registered adviserregistration: current employment
Oct 10, 2017 to presentfactForm ADV
→ M•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 8, 2015 to Dec 12, 2017factForm ADV
→ F••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Nov 12, 2008 to Jan 7, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 12, 2008
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.