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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

FAIRPORT ASSET MANAGEMENT

FAIRPORT, LLC, CRD 145182

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23ca68ed-a314-d99f-fef0-83d63183ef39

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2011 to Mar 29, 2019
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7BItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 31
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,019
Individual clients: 311
High net worth clients: 363
Custody, client assets: $41.1M
SEC number: 801-68520
CRD: 145182
Filings on the tape: 21
First filed: Dec 21, 2011
Latest filed: Mar 29, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLEMAN, KENNETH, JOHN	MANAGING PARTNER	Na	yes	06/2010	Dec 21, 2011	Mar 29, 2019
ETTINGER, HEATHER, ROULSTON	MANAGING PARTNER	Na	yes	06/2010	Dec 21, 2011	Mar 29, 2019
HIGHTOWER HOLDING, LLC	Owner	E	yes	05/2017	Mar 30, 2018	Mar 29, 2019
THL EQUITY FUND VII INVESTORS (HT), LLC	Owner	E	yes	01/2018	Mar 30, 2018	Mar 29, 2019
WT ACQUISITION, LLC	Owner	E	yes	05/2017	Mar 30, 2018	Mar 29, 2019
BERG, DANIEL, JEREMY	DIRECTOR OF FINANCE	Na	no	03/2019	Mar 29, 2019	Mar 29, 2019
WOODS, TIMOTHY, BERNARD	Principal	Na	no	03/2019	Mar 29, 2019	Mar 29, 2019
ZAPPALA, PAUL, ANDREW	CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY	Na	no	06/2010	Dec 21, 2011	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KANAWHA CAPITAL MANAGEMENT, LLC	n/a	Independent wealth	$1.8B	N	yes	n/a
DELTA ASSET MANAGEMENT, LLC	n/a	Independent wealth	$1.5B	N	yes	n/a
WEALTHTRUST AXIOM, LLC	n/a	Independent wealth	$900M	N	yes	n/a
DUNCKER, STREETT & CO., LLC	n/a	Independent wealth	$707M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$1.7B	$1.3B	31	5	1	n/a	n/a
2017	Mar 30, 2018	$1.8B	$1.3B	27	5	1	n/a	n/a
2016	Mar 24, 2017	$1.6B	$1.2B	27	5	n/a	n/a	n/a
2015	Mar 24, 2016	$1.4B	$1.1B	25	4	n/a	n/a	n/a
2014	Mar 18, 2015	$1.4B	$1.1B	25	4	n/a	n/a	n/a
2013	Mar 28, 2014	$1.3B	$942M	24	4	n/a	n/a	n/a
2012	Mar 27, 2013	$1.0B	$881M	23	4	n/a	n/a	n/a
2011	Mar 29, 2012	$767M	$767M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.7B	$1.8B	-4.8%	$1.4B	6.4%	31	27	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	6	Sep 11, 2019	May 14, 2019	CLEVELAND, OH	Firm absorbed	RIA to ibd	100.0%

Relationships

Affiliated with (6)

← HIGHTOWER PRIVATE CLIENTRegistered adviserother investment adviser, common control
factForm ADV
→ DUNCKER STREETT & CO.Registered adviserother investment adviser, common control
factForm ADV
→ DELTA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KANAWHA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AXIOM ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← WEALTHTRUST ARIZONARegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← ETTINGER, HEATHER, ROULSTONOwnerMANAGING PARTNER, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← COLEMAN, KENNETH, JOHNOwnerMANAGING PARTNER, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← HIGHTOWER HOLDING, LLCOwnerOWNER, ownership code E, domestic entity
Mar 30, 2018 to presentfactForm ADV
← THL EQUITY FUND VII INVESTORS (HT), LLCOwnerOWNER, ownership code E, domestic entity
Mar 30, 2018 to presentfactForm ADV
← WT ACQUISITION, LLCOwnerOWNER, ownership code E, domestic entity
Mar 30, 2018 to presentfactForm ADV

Owns (3)

← WOODS, TIMOTHY, BERNARDOwnerPRINCIPAL, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← ZAPPALA, PAUL, ANDREWOwnerCHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← BERG, DANIEL, JEREMYOwnerDIRECTOR OF FINANCE, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV

Registered with (7)

← EMILY ANN DRAKEAdvisorregistration: previous registration
Jan 19, 2017 to Sep 11, 2019factForm ADV
← ANDREW ROBERT CONNORSAdvisorregistration: previous registration
Jan 19, 2017 to Sep 11, 2019factForm ADV
← CHRISTOPHER RAYMOND ISABELLAAdvisorregistration: previous registration
Jan 19, 2017 to Sep 11, 2019factForm ADV
← THOMAS ARTHUR SEIFERTAdvisorregistration: previous registration
Jan 19, 2017 to Sep 11, 2019factForm ADV
← PETER PATRICK DEVITOAdvisorregistration: previous registration
Jan 19, 2017 to Sep 11, 2019factForm ADV
← EMILY NICOLE SHACKLETTAdvisorregistration: previous registration
Jan 19, 2017 to Sep 11, 2019factForm ADV
← KEITH ALLEN VARGOAdvisorregistration: previous registration
Nov 12, 2008 to Jan 7, 2010factForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser6 advisors, firm absorbed, same day
Sep 11, 2019 to May 14, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23ca68ed-a314-d99f-fef0-83d63183ef39
First observed: Dec 21, 2011
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FAIRPORT ASSET MANAGEMENT

FAIRPORT, LLC, CRD 145182

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23ca68ed-a314-d99f-fef0-83d63183ef39

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:14 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLEMAN, KENNETH, JOHN

MANAGING PARTNER

yes

06/2010

Dec 21, 2011

Mar 29, 2019

ETTINGER, HEATHER, ROULSTON

MANAGING PARTNER

yes

06/2010

Dec 21, 2011

Mar 29, 2019

HIGHTOWER HOLDING, LLC

Owner

yes

05/2017

Mar 30, 2018

Mar 29, 2019

THL EQUITY FUND VII INVESTORS (HT), LLC

Owner

yes

01/2018

Mar 30, 2018

Mar 29, 2019

WT ACQUISITION, LLC

Owner

yes

05/2017

Mar 30, 2018

Mar 29, 2019

BERG, DANIEL, JEREMY

DIRECTOR OF FINANCE

03/2019

Mar 29, 2019

WOODS, TIMOTHY, BERNARD

Principal

03/2019

Mar 29, 2019

ZAPPALA, PAUL, ANDREW

CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS & INFORMATION TECHNOLOGY

06/2010

Dec 21, 2011

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KANAWHA CAPITAL MANAGEMENT, LLC

n/a

Independent wealth

$1.8B

yes

n/a

DELTA ASSET MANAGEMENT, LLC

n/a

Independent wealth

$1.5B

yes

n/a

WEALTHTRUST AXIOM, LLC

n/a

Independent wealth

$900M

yes

n/a

DUNCKER, STREETT & CO., LLC

n/a

Independent wealth

$707M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$1.7B

$1.3B

n/a

2017

Mar 30, 2018

$1.8B

$1.3B

n/a

2016

Mar 24, 2017

$1.6B

$1.2B

n/a

2015

Mar 24, 2016

$1.4B

$1.1B

n/a

2014

Mar 18, 2015

$1.4B

$1.1B

n/a

2013

Mar 28, 2014

$1.3B

$942M

n/a

2012

Mar 27, 2013

$1.0B

$881M

n/a

2011

Mar 29, 2012

$767M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.7B

$1.8B

-4.8%

$1.4B

6.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Sep 11, 2019

May 14, 2019

CLEVELAND, OH

Firm absorbed

RIA to ibd

100.0%