DFX Intelligence

R•••• C••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R•••• C••••• L•••••

Advisor at K•• C••••• F•••••••• A•••••••• L••

FAIRFIELD, NJ

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Search this name across graphsid dfx:ria:a49ea82f-103e-6690-a958-ff5ed893e46e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• C••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• C••••• F•••••••• A•••••••• L••	Independent wealth	Mar 13, 2024	n/a	yes	FAIRFIELD, NJ	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Nov 15, 2022	Jul 4, 2023	no	Summit, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	K•• C••••• F•••••••• A•••••••• L••	Jul 4, 2023	Mar 13, 2024	253	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ K•• C••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 13, 2024 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 15, 2022 to Jul 4, 2023factForm ADV

Dated events

Occurred
Jul 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a49ea82f-103e-6690-a958-ff5ed893e46e
First observed: Nov 15, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.