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RIA / WealthAdvisor28 years in industry

KEVIN THOMAS CLARK

Advisor at PLAN CONFIDENCE CORPORATION

SARASOTA, FL

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Search this name across graphsid dfx:ria:a49fb902-12bc-dcd9-4a2b-6c9781753ab9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLAN CONFIDENCE CORPORATION
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 20, 1998
First registration: Apr 20, 2001
Dual registered: no
IAPD individual key: 2973609

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLAN CONFIDENCE CORPORATION	No RAUM reported	May 23, 2016	n/a	yes	SARASOTA, FL	Current employment
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC	Independent wealth	Dec 2, 2010	Jun 1, 2011	no	LOCKPORT, IL	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Mar 31, 2005	Oct 24, 2017	no	SARASOTA, FL\|OAKBROOK TERRACE, IL	Previous registration
MONY SECURITIES CORPORATION	n/a	Apr 20, 2001	Apr 1, 2005	no	OAKBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC	Oct 24, 2017	Dec 2, 2010	-2,518	Firm change after gap	Other
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC	PLAN CONFIDENCE CORPORATION	Jun 1, 2011	May 23, 2016	1,818	Firm change after gap	Other
MONY SECURITIES CORPORATION	NEXT FINANCIAL GROUP, INC.	Apr 1, 2005	Mar 31, 2005	-1	Firm change	Other

Relationships

Registered with (4)

→ PLAN CONFIDENCE CORPORATIONRegistered adviserregistration: current employment
May 23, 2016 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 31, 2005 to Oct 24, 2017factForm ADV
→ INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 2, 2010 to Jun 1, 2011factForm ADV
→ MONY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 20, 2001 to Apr 1, 2005factForm ADV

Dated events

No dated event names this entity yet.