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RIA / WealthAdvisor39 years in industry

TODD FREDERICK KROUGH

Advisor at UMB PRIVATE WEALTH MANAGEMENT, LLC

Edina, MN | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:a4a620d1-6acb-a737-3a6c-15c2e26ecc60

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2013 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UMB PRIVATE WEALTH MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 9
Exams: S65|S63
First exam: Jul 7, 1987
First registration: Dec 17, 2013
Dual registered: no
IAPD individual key: 1685166

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UMB PRIVATE WEALTH MANAGEMENT, LLC	Mixed wealth	May 12, 2026	n/a	yes	Edina, MN\|OVERLAND PARK, KS	Current employment
TEALWOOD ASSET MANAGEMENT	Independent wealth	Oct 26, 2017	Feb 22, 2023	no	MINNEAPOLIS, MN	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Jul 28, 2014	Apr 5, 2017	no	MINNEAPOLIS, MN	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Dec 17, 2013	Jul 15, 2014	no	EDINA, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TEALWOOD ASSET MANAGEMENT	UMB PRIVATE WEALTH MANAGEMENT, LLC	Feb 22, 2023	May 12, 2026	1,175	Firm change after gap	Other
ALLIANCEBERNSTEIN L.P.	TEALWOOD ASSET MANAGEMENT	Apr 5, 2017	Oct 26, 2017	204	Firm change	Other
STRATEGIC ADVISERS LLC	ALLIANCEBERNSTEIN L.P.	Jul 15, 2014	Jul 28, 2014	13	Firm change	Other

Relationships

Registered with (4)

→ UMB PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 12, 2026 to presentfactForm ADV
→ TEALWOOD ASSET MANAGEMENTRegistered adviserregistration: previous registration
Oct 26, 2017 to Feb 22, 2023factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Jul 28, 2014 to Apr 5, 2017factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Dec 17, 2013 to Jul 15, 2014factForm ADV

Dated events

Occurred
Feb 22, 2023
Advisor changed firm
Todd Frederick Krough left Tealwood Asset Management for Umb Private Wealth Management, Llc (registered 2026-05-12)
Form ADVobserved 6 days ago