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Advisor at LPL FINANCIAL LLC
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 10, 2020 | n/a | yes | FORT WORTH, TX | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 18, 2014 | Jan 16, 2020 | no | FORT WORTH, TX|FORT WORTH, TX|FORT WORTH, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 18, 2011 | Dec 22, 2014 | no | EULESS, TX|NAVAL AIR STA/JRB, TX|WEATHERFORD, TX|FORT WORTH, TX|FORT WORTH, TX|GRANBURY, TX|FT. WORTH, TX|FORTH WORTH, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 16, 2007 | May 11, 2011 | no | WEATHERFORD, TX|FT. WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Jan 16, 2020 | Jan 10, 2020 | -6 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 22, 2014 | Dec 18, 2014 | -4 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | LPL FINANCIAL LLC | May 11, 2011 | May 18, 2011 | 7 | Firm change | Other |