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Advisor at COGNIS RETIREMENT GROUP LLC
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COGNIS RETIREMENT GROUP LLC | State registered | Oct 25, 2023 | n/a | yes | PHOENIX, AZ | Current employment |
| COGNIS RETIREMENT GROUP LLC | State registered | Jun 10, 2019 | Dec 31, 2022 | no | Scottsdale, AZ|PHOENIX, AZ | Previous registration |
| COGNIS RETIREMENT GROUP LLC | State registered | May 21, 2014 | Dec 31, 2018 | no | PHOENIX, AZ | Previous registration |
| COGNIS RETIREMENT GROUP LLC | State registered | May 21, 2014 | Dec 31, 2014 | no | PHOENIX, AZ | Previous registration |
| ZETA CAPITAL MARKETS, LLC | n/a | Apr 6, 2011 | Dec 31, 2011 | no | WOBURN, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ZETA CAPITAL MARKETS, LLC | COGNIS RETIREMENT GROUP LLC | Dec 31, 2011 | May 21, 2014 | 872 | Firm change after gap | Other |