DFX Intelligence

R••• N•• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R••• N•• A••••••

Advisor at S•••••••• I••••••••• A••••••• G••••• L••

CORONA, CA

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Search this name across graphsid dfx:ria:a4d3dcbb-2f9c-472d-cf1d-0e962f0478cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• I••••••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• I••••••••• A••••••• G••••• L••	Independent wealth	May 18, 2020	n/a	yes	CORONA, CA	Current employment
S•••••••• I••••••••• A••••••• G••••• L••	Independent wealth	Feb 20, 2008	Dec 31, 2010	no	CORONA, CA

Relationships

Registered with (1)

→ S•••••••• I••••••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Feb 20, 2008 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4d3dcbb-2f9c-472d-cf1d-0e962f0478cb
First observed: Feb 20, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.