DFX Intelligence

W•••••• A••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

W•••••• A••••• B••••••

Advisor at S•••••••• W••••• P••••••• I•••

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:a4d86a83-92b5-2a9c-be0d-2c04b6d24874

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• P••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Apr 18, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• P••••••• I•••	Former SEC adviser	Oct 6, 2025	n/a	yes	WEST PALM BEACH, FL	Current employment
S•••••••• W••••• P••••••• I•••	Former SEC adviser	Sep 15, 2021	Apr 4, 2022	no	West Palm Beach, FL\|WEST PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• R•••• • C••• I•••	S•••••••• W••••• P••••••• I•••	Oct 19, 2011	Sep 15, 2021	3,619	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••••• W••••• P••••••• I•••Registered adviserregistration: previous registration
Sep 15, 2021 to Apr 4, 2022factForm ADV
→ S•••• R•••• • C••• I•••Registered adviserregistration: previous registration
Apr 26, 2011 to Oct 19, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4d86a83-92b5-2a9c-be0d-2c04b6d24874
First observed: Apr 26, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.