DFX Intelligence

P••••••• L••• S•••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

P••••••• L••• S•••• K••••••

Advisor at G•••••••• W••••• P•••••••

PALM BEACH GARDENS, FL | Omaha, NE

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Search this name across graphsid dfx:ria:a4dbea27-16d2-1f9b-abbe-2a290ea4cd01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• P•••••••	Bd affiliated wealth	Mar 2, 2022	n/a	yes	PALM BEACH GARDENS, FL\|Omaha, NE	Current employment
S••••••••• A•••••• G••••• L••	Former SEC adviser	Feb 28, 2017	Mar 31, 2022	no	OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• G••••• L••	G•••••••• W••••• P•••••••	Mar 31, 2022	Mar 2, 2022	-29	Firm change	RIA to RIA
W••••••••• P•••••••	S••••••••• A•••••• G••••• L••	Aug 22, 2017	Feb 28, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
286071:250787:NE:2022-03-31	Mar 31, 2022	Mar 2, 2022	OMAHA, NE	Firm change

Relationships

Registered with (4)

→ G•••••••• W••••• P•••••••Registered adviserregistration: current employment
Mar 2, 2022 to presentfactForm ADV
→ S••••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Feb 28, 2017 to Mar 31, 2022factForm ADV
→ W••••••••• P•••••••Registered adviserregistration: previous registration
Apr 22, 2015 to Aug 22, 2017factForm ADV
→ D••• D••••••• • C••

Dated events

Occurred
Mar 31, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4dbea27-16d2-1f9b-abbe-2a290ea4cd01
First observed: Apr 24, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.