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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)25 years in industry

RYAN THOMAS FLEMING

Advisor at OSAIC WEALTH, INC.

Kirkland, WA | KIRKLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4f2d217-5c9e-4b6d-7af3-479e789e8fa6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: May 29, 2001
First registration: Dec 10, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4378425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 3, 2020	n/a	yes	Kirkland, WA\|KIRKLAND, WA\|Kirkland, WA	Current employment
ADVISORY RESOURCE GROUP, LLC	n/a	Jun 13, 2007	Mar 25, 2016	no	BELLEVUE, WA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Dec 10, 2001	Nov 2, 2020	no	BELLEVUE, WA\|BELLEVUE, WA\|BELLEVUE, WA\|BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORNOR, TOWNSEND & KENT, LLC	ADVISORY RESOURCE GROUP, LLC	Nov 2, 2020	Jun 13, 2007	-4,891	Firm change after gap	Other
ADVISORY RESOURCE GROUP, LLC	OSAIC WEALTH, INC.	Mar 25, 2016	Nov 3, 2020	1,684	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
4031:117314:WA:2020-11-02	Nov 2, 2020	Jun 13, 2007	BELLEVUE, WA	Firm change after gap

Relationships

Registered with (3)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 3, 2020 to presentfactForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Dec 10, 2001 to Nov 2, 2020factForm ADV
→ ADVISORY RESOURCE GROUP, LLCRegistered adviserregistration: previous registration
Jun 13, 2007 to Mar 25, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4f2d217-5c9e-4b6d-7af3-479e789e8fa6
First observed: Dec 10, 2001
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RYAN THOMAS FLEMING

Advisor at OSAIC WEALTH, INC.

Kirkland, WA | KIRKLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4f2d217-5c9e-4b6d-7af3-479e789e8fa6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

OSAIC WEALTH, INC.

Bd affiliated wealth

Nov 3, 2020

n/a

yes

Kirkland, WA|KIRKLAND, WA|Kirkland, WA

Current employment

ADVISORY RESOURCE GROUP, LLC

n/a

Jun 13, 2007

Mar 25, 2016

BELLEVUE, WA

Previous registration

HORNOR, TOWNSEND & KENT, LLC

Independent wealth

Dec 10, 2001

Nov 2, 2020

BELLEVUE, WA|BELLEVUE, WA|BELLEVUE, WA|BELLEVUE, WA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

HORNOR, TOWNSEND & KENT, LLC

ADVISORY RESOURCE GROUP, LLC

Nov 2, 2020

Jun 13, 2007

-4,891

Firm change after gap

Other

ADVISORY RESOURCE GROUP, LLC

OSAIC WEALTH, INC.

Mar 25, 2016

Nov 3, 2020

1,684

Firm change after gap

Other

Team

Left

Joined

From

Kind

4031:117314:WA:2020-11-02

Nov 2, 2020

Jun 13, 2007

BELLEVUE, WA

Firm change after gap