DFX Intelligence

N••••• A••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

N••••• A••• O•••••

Advisor at M••••••• T••••• C••••••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:a4f3cc77-02e6-c410-f698-71fc0dcd743f

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 4
On other graphs: 0
Observed: May 15, 2023 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• T••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• T••••• C••••••	State registered	Aug 13, 2026	n/a	yes	BOCA RATON, FL	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	May 15, 2023	Aug 21, 2026	no	Miami, FL\|INDIANAPOLIS, IN\|Lisle, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	M••••••• T••••• C••••••	Aug 21, 2026	Aug 13, 2026	-8	Firm change	Ibd to state RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
4173:342921:IL:2026-08-21	Aug 21, 2026	Aug 13, 2026	LISLE, IL	Firm change

Relationships

Registered with (2)

→ M••••••• T••••• C••••••Registered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
May 15, 2023 to Aug 21, 2026factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 3 bookkeeping events

Occurred
Sep 18, 2026
••• Locked
Occurred
Aug 18, 2026
••• Locked
Occurred
Aug 13, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4f3cc77-02e6-c410-f698-71fc0dcd743f
First observed: May 15, 2023
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.