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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Adam Mazzaro

Advisor at J.P. MORGAN SECURITIES LLC

Walnut Creek, CA

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Search this name across graphsid dfx:ria:a4fcc20c-d9ec-d37b-59ee-e2b6b4beaf5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66|S65
First exam: Feb 27, 2009
First registration: May 9, 2012
Dual registered: yes, broker-dealer
Other names: ADAM B. MAZZARO|ADAM MAZZARO|Adam Bruce Mazzaro
IAPD individual key: 5606181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 10, 2024	n/a	yes	Walnut Creek, CA	Current employment
B\|O\|S	Former SEC adviser	Aug 6, 2019	Jun 7, 2021	no	San Francisco, CA	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Feb 25, 2013	Dec 6, 2017	no	GREENWOOD VILLAGE, CO	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	May 9, 2012	Jan 30, 2013	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B\|O\|S	J.P. MORGAN SECURITIES LLC	Jun 7, 2021	Jun 10, 2024	1,099	Firm change after gap	RIA to wirehouse
PERSONAL CAPITAL ADVISORS CORPORATION	B\|O\|S	Dec 6, 2017	Aug 6, 2019	608	Firm change after gap	Other
ALLIANCEBERNSTEIN L.P.	PERSONAL CAPITAL ADVISORS CORPORATION	Jan 30, 2013	Feb 25, 2013	26	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 10, 2024 to presentfactForm ADV
→ B|O|SRegistered adviserregistration: previous registration
Aug 6, 2019 to Jun 7, 2021factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Feb 25, 2013 to Dec 6, 2017factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
May 9, 2012 to Jan 30, 2013factForm ADV

Dated events

No dated event names this entity yet.