This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 30, 1982earliest registration or exam on IAPD

Years in industry

44derivedfrom the industry start date

Years at current firm

17derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

5

Exams

S66|S63|S65

First exam

Jul 30, 1982

First registration

Mar 17, 2008

Dual registered

yes, broker-dealer

Other names

NEIL MITCHELL

IAPD individual key

1027356

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a5057dae-6deb-bb54-6849-714e1c2bbfb2

First observed

Mar 17, 2008

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.