DFX Intelligence

W•••••• R••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

W•••••• R••••• B••••

Advisor at M•• C•••••• M••••••••• L••

Cincinnati, OH

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Search this name across graphsid dfx:ria:a50a474d-2809-622f-7faa-5650ac507abb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Jul 9, 2019	n/a	yes	Cincinnati, OH	Current employment
J••• D• D••••• • A••••••••• L••	Former SEC adviser	Nov 13, 2017	Jul 8, 2019	no	Cincinnati, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• D• D••••• • A••••••••• L••	M•• C•••••• M••••••••• L••	Jul 8, 2019	Jul 9, 2019	1	Firm change	RIA to RIA
S•••••••• A••••••• L••	J••• D• D••••• • A••••••••• L••	Nov 8, 2017	Nov 13, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
120458:109807:OH:2019-07-08	Jul 8, 2019	Jul 9, 2019	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jul 9, 2019 to presentfactForm ADV
→ J••• D• D••••• • A••••••••• L••Registered adviserregistration: previous registration
Nov 13, 2017 to Jul 8, 2019factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 18, 2015 to Nov 8, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a50a474d-2809-622f-7faa-5650ac507abb
First observed: Sep 18, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.