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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SOPHIE M LANCASTER

Advisor at CETERA INVESTMENT ADVISERS LLC

GAINSVILLE, FL

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Search this name across graphsid dfx:ria:a51349fc-fb54-47de-5f6f-5dfecf9f7957

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 25, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 25, 2006
First registration: Aug 27, 2008
Dual registered: yes, broker-dealer
Other names: SOPHIE MARSHA LANCASTER|SOPHIE MARSHA LANCASTER|SOPHIE MARSHA TSIKIRAYI|SOPHIE MARSHA LANCASTER
IAPD individual key: 4977599

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	GAINSVILLE, FL	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jun 26, 2012	Jan 6, 2015	no	HOUSTON, TX\|GAINSVILLE, FL	Previous registration
BROKERSXPRESS LLC	Former SEC adviser	Jun 10, 2011	Jun 21, 2012	no	GAINESVILLE, FL\|BOCA RATON, FL\|GAINESVILLE, FL	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 16, 2009	Feb 17, 2011	no	BAINBRIDGE, GA\|GAINESVILLE, FL	Previous registration
EDWARD JONES	National bd RIA	Aug 27, 2008	Jan 6, 2009	no	ST LOUIS, MO\|NEWBERRY, FL\|NEWBERRY, FL\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	CETERA INVESTMENT ADVISERS LLC	Jan 6, 2015	Mar 21, 2024	3,362	Firm change after gap	Other
BROKERSXPRESS LLC	NEXT FINANCIAL GROUP, INC.	Jun 21, 2012	Jun 26, 2012	5	Firm change	Other
CETERA ADVISORS LLC	BROKERSXPRESS LLC	Feb 17, 2011	Jun 10, 2011	113	Firm change	Other
EDWARD JONES	CETERA ADVISORS LLC	Jan 6, 2009	Jan 16, 2009	10	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 26, 2012 to Jan 6, 2015factForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Jun 10, 2011 to Jun 21, 2012factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 16, 2009 to Feb 17, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 27, 2008 to Jan 6, 2009factForm ADV

Dated events

No dated event names this entity yet.