This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SEI INVESTMENTS MANAGEMENT CORP

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2013earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Nov 18, 2015

First registration

Oct 12, 2018

Dual registered

yes, broker-dealer

Other names

Andrew Waters|ANDREW DAVID WATERS|Drew Waters

IAPD individual key

6565305

• Occurred

  Feb 4, 2026
  Advisor changed firm

  Andrew D Waters left Edward Jones for Sei Investments Management Corp (registered 2026-02-27)

  Form ADVobserved 6 days ago
• Occurred

  Aug 11, 2025
  Advisor changed firm

  Andrew D Waters left Capital Client Group, Inc. for Edward Jones (registered 2025-10-06)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a5169590-160d-9efe-59db-73fa1c220c22

First observed

Oct 12, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.