This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KESTRA ADVISORY SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 25, 1991earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Nov 25, 1991

First registration

Jul 29, 1994

Dual registered

yes, broker-dealer

Other names

DAVE ALLEN

IAPD individual key

1210763

• Occurred

  Feb 25, 2022
  Advisor changed firm

  David Paul Allen left Concourse Financial Group Advisors for Kestra Advisory Services, Llc (registered 2022-01-31)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a5176cb1-11ff-ab5a-8da0-c8e84a599ddd

First observed

Jul 29, 1994

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.