DFX Intelligence

R•••••• S•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

R•••••• S•••••• R•••••••

Advisor at M••••• S••••••

San Antonio, TX

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Search this name across graphsid dfx:ria:a51aceb6-4158-c34b-3ec6-5b4348890fd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 30, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 23, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 12, 2010	n/a	yes	San Antonio, TX	Current employment
T•• Q••••••••• G••••• L•••	n/a	Sep 23, 2005	Dec 31, 2011	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• Q••••••••• G••••• L•••	M••••• S••••••	Dec 31, 2011	Nov 12, 2010	-414	Firm change after gap	Other
W•• A•••••••• L•	T•• Q••••••••• G••••• L•••	Nov 15, 2010	Sep 23, 2005

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 12, 2010 to presentfactForm ADV
→ T•• Q••••••••• G••••• L•••Registered adviserregistration: previous registration
Sep 23, 2005 to Dec 31, 2011factForm ADV
→ W•• A•••••••• L•Registered adviserregistration: previous registration
Jul 1, 2004 to Nov 15, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a51aceb6-4158-c34b-3ec6-5b4348890fd7
First observed: Jul 30, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.