DFX Intelligence

N••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

N••••••• A•••••••• L••

CRD 341851

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:a51e3a9a-d397-4139-40ba-8becd27f7b42

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 7, 2026 to Aug 10, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $189M••• Locked
Discretionary RAUM: $189M
Private client RAUM: $189Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $62.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• M••••••• D•••	n/a	INDIANAPOLIS, IN	0	19	3	no
M••• R••••• H•••••••••	Certified Financial Planner	INDIANAPOLIS, IN	0	18

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• M•••• R•••••	MANAGING MEMBER AND CCO	E	yes	04/2026	Aug 10, 2026	Aug 10, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	3	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
H••••••• F•••••••• P•••••••• L••	3	May 11, 2026	Jun 2, 2026	INDIANAPOLIS, IN	Firm absorbed	RIA to new firm	75.0%

Relationships

Controls (1)

← H••••••••• M•••• R•••••OwnerMANAGING MEMBER AND CCO, ownership code E, individual
Aug 10, 2026 to presentfactForm ADV

Registered with (3)

← M••• E•••••• I••••Advisorregistration: current employment
Jun 2, 2026 to presentfactForm ADV
← J•••• M••••••• D•••Advisorregistration: current employment
May 6, 2026 to presentfactForm ADV
← M••• R••••• H•••••••••

Dated events

Occurred
May 11, 2026
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a51e3a9a-d397-4139-40ba-8becd27f7b42
First observed: May 7, 2026
Last observed: Aug 10, 2026 44 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.