DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

STEPHEN CHARLES FURNO

Advisor at QUARTZ PARTNERS INVESTMENT MANAGEMENT

SARATOGA SPRINGS, NY | Brooklyn, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a522e21e-94c9-066d-e33c-38c452b51289

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUARTZ PARTNERS INVESTMENT MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Feb 6, 1996
First registration: Apr 3, 2007
Dual registered: yes, broker-dealer
Other names: STEPHEN CHARLES FURNO|STEPHEN CHARLES FURNO
IAPD individual key: 1532489

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUARTZ PARTNERS INVESTMENT MANAGEMENT	Independent wealth	May 2, 2023	n/a	yes	Brooklyn, NY\|SARATOGA SPRINGS, NY	Current employment
ETICO WEALTH MANAGEMENT LLC	Former SEC adviser	Mar 18, 2010	Oct 24, 2023	no	SARATOGA SPRINGS, NY\|Brooklyn, NY	Previous registration
MCGINN, SMITH & CO., INC.	n/a	Oct 28, 2009	Dec 31, 2009	no	NEW YORK, NY	Previous registration
MCGINN, SMITH ADVISORS LLC	n/a	Oct 29, 2007	Apr 1, 2009	no	ALBANY, NY	Previous registration
VFINANCE ADVISORS, INC.	n/a	Apr 3, 2007	Oct 10, 2007	no	STATEN ISLAND, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ETICO WEALTH MANAGEMENT LLC	QUARTZ PARTNERS INVESTMENT MANAGEMENT	Oct 24, 2023	May 2, 2023	-175	Channel change	RIA to RIA
MCGINN, SMITH & CO., INC.	ETICO WEALTH MANAGEMENT LLC	Dec 31, 2009	Mar 18, 2010	77	Firm change	Other
MCGINN, SMITH ADVISORS LLC	MCGINN, SMITH & CO., INC.	Apr 1, 2009	Oct 28, 2009	210	Firm change	Other
VFINANCE ADVISORS, INC.	MCGINN, SMITH ADVISORS LLC	Oct 10, 2007	Oct 29, 2007	19	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151046:174327:NY:2023-10-24	Oct 24, 2023	May 2, 2023	BROOKLYN, NY	Firm change after gap

Relationships

Registered with (5)

→ QUARTZ PARTNERS INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
May 2, 2023 to presentfactForm ADV
→ ETICO WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 18, 2010 to Oct 24, 2023factForm ADV
→ MCGINN, SMITH & CO., INC.Registered adviserregistration: previous registration
Oct 28, 2009 to Dec 31, 2009factForm ADV
→ MCGINN, SMITH ADVISORS LLCRegistered adviserregistration: previous registration
Oct 29, 2007 to Apr 1, 2009factForm ADV
→ VFINANCE ADVISORS, INC.Registered adviserregistration: previous registration
Apr 3, 2007 to Oct 10, 2007factForm ADV

Dated events

No dated event names this entity yet.